Carter Financial Group
222 S. Cook St.
BARRINGTON, IL 60010-4314
Securities and investment advisory services offered through Voya Financial Advisors, Inc., member FINRA, SIPC.
Carter Financial Group, is not a subsidiary of nor controlled by Voya Financial Advisors, Inc.
Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered. A Broker/Dealer, Registered Investment Adviser, Registered Representative or Investment Adviser Representative may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states Broker/Dealer, Registered Investment Adviser, or Registered Representative or Investment Adviser Representative requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by Broker/Dealer, Registered Investment Adviser, Registered Representative or Investment Adviser Representative that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states Broker/Dealer, Registered Investment Adviser, Registered Representative or Investment Adviser Representative requirements, or pursuant to an applicable state exemption or exclusion.
For information concerning the license status or disciplinary history of a Broker/Dealer, Registered Investment Adviser, Registered Representative, or Investment Adviser Representative, a consumer should contact his or her stated securities law administrator.
CFPTM and Certified Financial Planner are certification marks owned by the Certified Financial Planner Board of Standards, Inc. These marks are awarded to individuals who successfully complete the CFP Boards initial and ongoing certification requirements.
Investment products and services from this representative(s) available only to residents of Alabama (AL),Arkansas (AR),California (CA),Florida (FL),Georgia (GA),Iowa (IA),Illinois (IL),Indiana (IN).
Supervisory Office: Ralph E Papenheim, 280 W Shuman Blvd. Suite 100
Naperville, IL 60563
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